MasterClassTM

Capital Roundtable

Sponsors

 

 

Members

Association Partners

Research Partners

Media Partners

Partial List of
Past Attendees

1stWEST Background Investigations

2SV Capital LLC

Abundant Power Group

Advantage Capital Partners

Advent-Morro Equity Partners Inc.

Advocacy Group

AIG Asset Management

Albourne Partners

Allied Capital Corp.

Anderson Pacific Corp.

AP Growth Partners

Ariane Capital Partners

Atreides Capital LLC

Avante Mezzanine Partners

B. C. Ziegler & Co.

Babson Capital Management LLC

Bacchus Capital Management LLC

Balance Point Capital Partners LP

BAML Capital Access Funds

Bancorp Bank

BB&T Capital Partners

BCS Placement LLC

Beekman Group LLC

Beringea LLC

Berkery Noyes & Co.

Bill & Melinda Gates Foundation

Blackford Capital LLC

Boathouse Capital LP

Breakwater Investment Management LLC

Bridgeway Capital

Brookside Group

Brookside Mezzanine Partners

BV Investment Partners

Cameron Holdings Corp.

CantorAdvisors

Capital Funding Group

Capital One Bank USA

Capital Resource Partners

CapitalSpring LLC

Celtic Bank Corp.

Centinela Capital Partners LLC

Cerca Group LLC

CertusBank NA

Churchill Equity Inc.

Churchill Financial LLC

CM Equity Partners

Commerce Street Capital

Commercial Services

Compass Group

Consumer Growth Partners

Contemporary Healthcare Capital LLC

Council Ventures LP

Credit Suisse Customized Fund Investment Group

CSW Private Equity

D. E. Shaw & Co. LP

Dechert LLP

Dewey & LeBoeuf LLP

Diamond Ventures LLC

DLA Piper US LLP

Dolphin Capital Group

Dryden Investments

Dykema Gossett PLLC

Environmental Capital

F. N. B. Capital Corp.

Fairview Capital Partners

Federal One Holdings

FIS Mezzcap LLC

Fortress Investment Group LLC

Founders Equity Inc.

GarMark Advisors LLC

Gemini Investors

Gemino Healthcare Finance LLC

Generation Equity Investors LLC

Generation Growth Capital Inc.

Glovsky & Popeo PC

Golub Capital BDC Inc.

Grant Thornton LLP

Grease Monkey International Inc.

Green Brook Capital Management LLC

Ground Swell Equity

Growth Capital Partners

Guggenheim Partners

GulfStar Group

Hahn & Hessen LLP

Hamilton Lane Advisors

Haverstick Consulting

Healthcare Capital

HighPoint Capital

HSBC Capital (USA) Inc.

Hudson Ferry Capital

Hudson Venture Partners LP

i-Hatch Ventures LLC

Ineo Capital LLC

ING Capital LLC

Innovation Accelerator

J. P. Morgan Chase

J2 Partners Inc.

Karsten Associates

Kidd & Co. LLC

Kirkland & Ellis LLP

KPMG LLP

Larsen MacColl Partners

Lazard Capital Markets

Lineage Capital LLC

Loeb & Loeb LLP

Lone Star Investment Advisors LLC

Long Point Capital Inc.

Lucas Group Inc.

Luther King Capital

Main Street Capital Corp.

Marlin Equity Partners

Matthews Carter & Boyce

McGladrey

McGuireWoods LLP

Medley Capital LLC

Merrick Associates

Method Advisors LLC

MidCap Financial LLC

Milbridge Capital

Mintz Levin Cohn Ferris

Morgan Keegan & Co.

MVC Capital Inc.

New Stream Capital LLC

New Trier Partners LLC

NewSpring Capital

NexBank Capital Inc.

NexBank SSB

NexGen Capital Partners

NGP Capital Resources

Northcreek Mezzanine Fund

Novamark Capital

P & M Corporate Finance

Pacific Community Ventures LLC

Palm Beach Capital Partners LP

Patriot Capital LP

Patton Boggs LLP

Peachtree Equity Partners

Pepper Hamilton LLP

Perseus LLC

Petra Capital Partners LLC

Petros CP Management

PitchBook Data Inc.

Plexus Capital LLC

Porter & Hedges LLP

Presidio Investors

Quabbin Capital Inc.

Quilvest USA Inc.

Regiment Capital Advisors LP

Renovus Capital

Ridgewood Energy

Riverside Co.

Rockland Capital

Rural American Fund

RVR Consulting Group

SaaS Capital Advisors

SAP America Inc.

SCI Ventures

Selway Capital

Signet Healthcare Partners LLC

Skadden Arps

Small Business Investor Alliance

Spring Capital Partners

St. Cloud Capital LLC

Standard General LP

STAR Ventures

Steelpoint Capital Partners LP

Stonebridge

Strategy Leaders Inc.

Sullivan & Worcester

Summer Street Capital Partners LLC

Sunrise Equity Partners

TD Bank NA

Textron Financial Corp.

Thermo Credit LLC

THL Credit Inc.

Thomas Capital Group

Tonka Bay Equity Partners LLC

Top Tier Capital Partners LLC

Triangle Capital Corp.

TWJ Capital LLC

U. S. Small Business Administration

US Capital Partners

V. C. Angelos Associates

Valesco Industries

Venquest Capital

Veritage Group LLC

Veronis Suhler Stevenson Partners

Webster Capital LLC

Weinberg & Bell Group

Wells Fargo Capital Finance

Western Reserve

 

 

Clear the date October 31st on your calendar!

REGISTER NOW before it's too late!
 

An ENCORE Conference
For SBIC Investors, Advisors, & Applicants

 

Best Practices for Launching
& Managing an SBIC


Register Now

 

                                                                                          

Special Program

Chaired By

Harry E. Haskins

Former Deputy Associate Administrator for Investment,

 U.S. Small Business Administration,
& Senior Career Manager of the SBA’s SBIC Program

 

MARQUIS SPONSOR

Pepper Hamilton LLP

CONTRIBUTING SPONSOR
Matthews, Carter & Boyce

Featuring 20 Expert Speakers

& Behind-the-Scenes Insights from Mr. Haskins --
Marilyn S. Adler, Medley Capital LLC

Thomas Affolter, Victory Park Capital

Bo Baskin, Dos Rios Partners LP

John C. Crumpler, Hatteras Venture Partners LLC

Edward J. DeSalvio, Bank of New York Mellon Corp.
E. Matthew Dwyer, Matthews, Carter & Boyce

James J. Goodman, Gemini Investors
Carl Kopfinger, TD Bank NA
Mark R. McDonald, Spell Capital Mezzanine Partners

Brett T. Palmer, Small Business Investor Alliance
Pravina Raghavan, U.S. Small Business Administratio
n
Tod K. Reichert, MCG Capital Corp.

Christopher A. Rossi, Pepper Hamilton LLP

Eric M. Smith, Contemporary Healthcare Capital LLC
Michael B. Staebler, Pepper Hamilton LLP
Eric D. Starr, CapX Partners

Michael A. Temple, Pepper Hamilton LLP

 

Click Here to Register >>   Purchase Audio Package >>

 


 Visit Audio Library >>    Add to Outlook Calendar >>

 

FULL-DAY CONFERENCE

Thursday, October 31, 2013

8:00 am – 5:00 pm
New York City 

SPECIAL HALF-DAY PRE-CONFERENCE WORSKHOP

Wednesday, October 30, 2013

“How to Launch Your First SBIC -- Basics & Nuances”

Led by Michael B. Staebler,

Head of the SBIC Law Practice at Pepper Hamilton LLP

2:00 pm – 5:00 pm

 

Designed to Meet the Needs of GPs, LPs, & Managers of Buyout, Growth Equity, Mezzanine, & Lending Funds, as well as Independent Sponsors, Operating Partners, Portfolio Company Managers, and the Bankers, Lawyers, Accountants,
& Other Advisors Who Support Them

Faculty | Schedule | Registration | Location | Sponsorship | Audio Package |

This year is shaping up to be the biggest year for the Small Business Investment Company (SBIC) program in a decade -- a third record year in a row!

 

Observers of the SBIC program predict that proposed enhancements may lead to even more exciting results.

 

On the other hand, other observers worry that the recent shutdown of the federal government, as well as personnel changes at the Small Business Administration, may slow things down.

 

If you’re seeking your first SBIC, want to launch a second SBIC, or want to use the program to expand your existing bank or business development company, please enroll at this must-attend conference and learn the details about how the proposed enhancements -- as well as the impact of the shutdown and of the personnel changes -- can affect your plans.

 

Register now for “Best Practices for Launching and Managing an SBIC,” being held in New York City on Thursday, October 31st.

 

We’re extremely pleased to welcome Harry Haskins, the SBA’s former Deputy Associate Administrator for Investment and Senior Career Manager of the SBIC program, as our chairman.

 

Harry has 38 years of federal service, holding a variety of positions at the U.S. Maritime Administration and later at the SBA, where he served for 15 years, prior to his retirement in June. 

 

Nobody knows the inner workings of the SBIC program as well as Harry -- he and his team were the brains behind the post-recession reforms that vaulted the then-stagnant program into prominence among investors and put billions of dollars into entrepreneurial investors’ hands since 2009 -- leading to the creation of thousands of jobs.

 

Under Harry’s leadership, the standard SBIC debenture license offered investment firms as much as three times the private capital raised -- up to $150 million.

 

In addition to Harry’s intimate knowledge of SBA workings, we will once again bring you the expert legal counsel of keynote speaker Michael B. Staebler. Mike is a partner with Pepper Hamilton LLP, the country’s largest and most active small business investment company practice. Mike ran an SBIC for six years and has represented more than 210 licensed SBICs since 1992.

 

Here are 7 important reasons you should register now to attend this encore conference, “Best Practices for Launching and Managing an SBIC” --

  1. With Harry’s departure, along with the head of the SBA and her deputy, what is the latest status on SBA and SBIC leadership?
  2. Will the new SBA management emphasize different areas or interpret criteria differently?
  3. Realize what SBIC officials want to see -- and not see -- in your program application.
  4. Discover the importance of focusing your fund proposal to showcase your strengths.
  5. Recognize the importance of taking a very candid view of yourself and your team before you take the first step.
  6. Understand how you can often satisfy the experience criteria the SBA prefers without formally being on an investment committee.
  7. Learn what a knowledgeable advisor can do for you that you may not immediately realize.

 

Along with Harry and Mike, our panel presentations will feature 20 highly knowledgeable SBIC experts, including GPs, lenders, SBA administrators, attorneys, consultants, and more. You’ll hear the inside story on SBA policies and practices, and benefit from their current perspectives.

 

And if you’re part of the commercial banking community, you’ll learn how you can sponsor your own unleveraged SBIC funds, taking advantage of the window opened by Dodd-Frank. For example, with the need to fulfill Community Reinvestment Act requirements, many banks prefer the investment potential of an SBIC to low-income housing.

 

Register Now for Pre-conference Workshop on Launching Your First SBIC

 

We also encourage you to attend our afternoon pre-conference Workshop on Wednesday, October 30th --

 

How to Launch Your First SBIC -- Basics & Nuances

 

This optional workshop is ideal for attendees who are new to small business investment companies, and will go into greater detail on the specific procedures for getting started.

 

We’ll answer such questions as --

  • What are today’s biggest challenges facing PE firms who want to gain an SBIC license?
  • How can interested SBIC applicants succeed in the face of growing competition?
  • What do you need to know about regulatory changes on the horizon such as the proposed changes to the Community Reinvestment Act?
  • What are the key mistakes firms make most frequently when seeking licensing?
  • How can you best position your team to gain acceptance as an SBIC?
  • What kind of track record is likely to make your application stand out?
  • Are there specific investment strategies that work best for new SBICs?
  • What techniques do experienced SBICs rely on for successful operation?
  • What are the prospects for continuance of the Early Stage and Impact initiatives after their initial funding ends?

Register Now to Build Valuable Contacts Through Our Networking Opportunities

 

The day’s agenda includes ample time for you to --

  • Meet fellow attendees and featured speakers
  • Enhance your personal database with valuable connections
  • Share both ideas and business cards
  • If you’re an attorney or advisor -- Meet new potential clients
  • If you work as an executive search professional -- Meet potential prospects

Register Now To Receive Our Early Bird Discount

 

You will benefit from a generous discount of $400 off our regular price, simply by making your reservations for this conference before September 5, 2013.

 

And keep in mind this conference is certain to fill up quickly, so you’ll want to register as soon as possible to assure yourself a seat. To avoid disappointment, please contact Hallie Watson today to confirm your attendance at 212-832-7300 ext. 0 or hwatson@capitalroundtable.com

 

We look forward to having you join us on October 31st.

 

This conference is being produced by The Capital Roundtable, America’s leading conference organization focusing on “need-to-know” information for professionals in the middle-market private equity community.  For more information about The Capital Roundtable’s 30 annual conferences and other events and programs, please visit www.capitalroundtable.com.

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Faculty

Chaired By

  • Harry Haskins, Former Deputy Associate Administrator for Investment, U.S. Small Business Administration, & Senior Career Manager of the SBA’s SBIC Program

Hosted By

  • Burt Alimansky, Chairman & CEO, The Capital Roundtable

Speakers

  • Marilyn S. Adler, Managing Director, Medley Capital LLC
  • Thomas Affolter, Managing Director -- Originations, Victory Park Capital
  • Bo Baskin, Principal, Dos Rios Partners LP
  • John C. Crumpler, General Partner, Hatteras Venture Partners LLC
  • Edward J. DeSalvio, Managing Director, Bank of New York Mellon Corp.
  • E. Matthew Dwyer, Principal, Matthews, Carter & Boyce
  • James J. Goodman, President, Gemini Investors
  • Carl Kopfinger, Senior Vice President, TD Bank NA
  • Mark R. McDonald, Managing Dir. & Principal, Spell Capital Mezzanine Partners
  • Brett T. Palmer, President, Small Business Investor Alliance
  • Pravina Raghavan, Deputy Assoc. Admin. -- Office of Investment & Innovation, U.S. Small Business Administration
  • Tod K. Reichert, General Counsel & CCO, MCG Capital Corp.
  • Christopher A. Rossi, Partner, Pepper Hamilton LLP
  • Eric M. Smith, Managing Director & Partner, Contemporary Healthcare Capital LLC
  • Michael B. Staebler, Partner, Pepper Hamilton LLP
  • Eric D. Starr, Partner, CapX Partners
  • Michael A. Temple, Senior Attorney, Pepper Hamilton LLP

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Schedule

 

Conference
07:30 - 08:30
08:30 - 09:00
09:00 - 09:30
09:30 - 10:00
10:00 - 10:30

10:30 - 11:30

11:30 - 12:30

 

12:30 - 01:30

01:30 - 02:00
02:00 - 02:30
02:30 - 03:30
03:45 - 04:00
04:00 - 05:00
05:00

  

Thursday, October 31, 2013

Registration, Networking, & Continental Breakfast

Welcoming Remarks & Audience Self-Introductions

Introductory Keynote -- Mike Staebler
Chairman's Keynote

Coffee Break

Panel 1 -- Voices of Experience -- Where We Have Been & Where We are Going”
Panel 2 -- “Close-Up on Best Practices -- Creative Options That SBIC Managers Are Using Successfully”

Networking Luncheon

Afternoon Chat -- LP Perspective

Afternoon Keynote -- SBIA Perspective

Panel 3 --“Complying With Regulations -- Navigating the Nuts & Bolts”
Afternoon Break

Panel 4 -- “Open Forum -- Perspectives from the SBIA & SBA”

Networking & Adjournment

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Registration

  • Early Bird Registration Fee -- and save $400 off the standard fee! Register by September 5th, and the fee for the conference is $995.
  • Premiere Registration Fee -- save $200 off the standard fee! Register by Friday, September 27th, and the fee for the conference is $1195.
  • After that, the standard fee is $1395 for the conference.
  • At the door, if space is available, the fee is $1495 for the conference.
  • Special group rates -- The Capital Roundtable offers a special discount for 2 or more people.  For more info, please contact Hallie Watson at hwatson@capitalroundtable.com or 212-832-7300 ext 0.

 

Click Here to Register >>    Purchase Audio Package >>

 

 

 Visit Audio Library >>    Add to Outlook Calendar >>

 


You can pay by credit card (using the links above) or by check. Mail your check and business card to: New York Business Roundtable Inc., 12 East 44 Street, Penthouse, New York, NY 10017.

If the program is oversubscribed, we will notify you immediately and not charge your credit card.  (If you need to cancel, please do so by Thursday, October 24th at 5:00pm, and we will credit you for a future Roundtable.)


From time to time, for reasons beyond Capital Roundtable's control, program schedules and speakers become subject to change.  We make every effort to announce substantive changes by email to registrants at least 48 hours in advance.

Have a special question?  Please contact Hallie Watson at 212-832-7300 ext. 0 or by email at hwatson@capitalroundtable.com.

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Location

The University Club
College Hall -- First Floor
One West 54 Street (at 5th Avenue)
New York City

(Jacket and tie required)

 

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Audio Package

Can't attend but want to hear the program? You can buy the audio package along with the handouts. Purchase the audio package online now.

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Sponsorship

Do you provide a professional service to private equity firms or their portfolio companies and want to enhance your exposure to new clients? Ask us about our sponsorship opportunities! Contact Burt Alimansky at 212-832-7300 ext.101, or balimansky@capitalroundtable.com.

 

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